Welcoming candidates who aspire to grow beyond the position of  Client Service Associate!  Our client, One River Financial Group, has a clearly defined career trajectory to Financial Advisor and Partner.

Kent Employment Solutions is representing a local woman-owned and operated Financial Advisory Group in Clackamas.  We are seeking a degreed Financial professional with FINRA Series 7 and 66 licenses.  Our client appreciates grit, resourcefulness, honor, and heart who is excited to make a long-term career contributing to and learning in a nurturing advisory group.

Our Client

One River Financial Group is a woman-owned, independent financial planning and wealth management firm in Clackamas, Oregon.  As Certified Financial Planners (TM), they guide clients through the dynamic and life-long process of managing wealth with the goal of making a meaningful difference.  To deliver on this commitment, having a solid team of professionals working effectively together is essential.

SCOPE

Reporting to the Partners, the Client Service Associate plays an instrumental role in interacting with clients at a high level. The CSA contributes to the smooth operation of a fast-paced—and friendly—financial planning office.  The ideal path starts as a licensed Client Service Associate and works toward the responsibility of a junior Financial Advisor and later Partner. The CSA helps achieve the company’s vision of providing an outstanding client experience through the orchestration and delivery of systems that deliver a consistent, repeatable, and reliable service experience for their clients.

 

One River is committed to solving the challenges that get in the way of protecting, optimizing, and growing your wealth by Overcoming Behavioral Biases, Formulating and Sticking to a Plan That Makes Sense, Understanding the “Why” Behind Your Wealth

 

Accountabilities

  • Be the liaison between clients, advisors, and corporate office
  • Handle client inquiries
  • Prepare reports for client accounts for upcoming meetings
  • Prepare account rebalances and allocations reports for client meetings
  • Implement approved account investment and rebalancing
  • Track all previously submitted business for completion and next steps
  • Follow up with home office and other team members to ensure timely completion of tasks
  • Work toward investment model research and creation
  • Work toward financial advising, conducting client meetings, relationship management
  • Work toward Certified Financial Planner ™ designation

 

Necessary Qualifications, Experience, & Qualities

  • Bachelor’s Degree
  • Strong technology skills, Intermediate level Microsoft Office (Word, Excel, Outlook, PowerPoint, etc.)
  • FINRA Series 7 and 66 licenses
  • Familiar with trade operations and money movement platforms
  • Ability to persistently and successfully trouble-shoot a variety of customer-related issues
  • Unswerving attention to detail and organization
  • Effective communication and ability to work productively with clients and other advisors/staff
  • Effective and efficient time management
  • Polite and clear phone manner
  • Ability to multi-task, prioritize, and thrive while under pressure
  • Ability to adhere to rules and regulations as stated and required by an advisor, LPL Financial, Industry Regulations
  • Positive attitude and sincere willingness to constantly learn and grow
  • Strong moral compass

A Few of the Perks

  • The company is values centric and owned and operated by Women
  • Tremendous potential for growth, with a clear career path to partner
  • No Proprietary products to push
  • Industry-leading guidance and advisory, not a call center
  • Support in obtaining your CFP
  • A collaborative, respectful culture where opinions are sought out and valued

Compensation – $65-75K + DOE/BONUS ( base salary will vary depending on level and years of experience)

 

Wendy Kent

Wendy Kent

Wendy is the founder of Kent Employment Solutions. Learn More